Type
Practice Note
Version
1.0
Date
August 2024
Summary
This practice note provides an overview of various benchmarking and diagnostic tools available for evaluating ethics and compliance programs. It categorizes the tools into several areas, including compliance program diagnostics, general ethics and compliance surveys, resources and salaries, third-party risk management, and speak-up/investigation management. Each category includes well-known tools or reports that help organizations assess the effectiveness of their ethics and compliance functions, gauge risk management strategies, and evaluate employee engagement in reporting misconduct. The article emphasizes the importance of leveraging these resources for ongoing program improvement and benchmarking against industry standards.
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